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Date: Wed, 9 Jan 2002 18:33:21 -0800
To: tomorrows-professor@lists.Stanford.EDU
From: Rick Reis 
Subject: TP Msg. #378 MANAGEMENT FADS IN HIGHER EDUCATION - REVIEW
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His basic message is that  common, significant elements of sound 
management practices exist  in all of the planning techniques that 
became fads since 1960. They are vision, focused mission, strategic 
objectives, assessment of results, flexible adjustment of operations, 
and excellent internal and external communications. With talented 
management, these elements can provide a foundation for success in 
higher education.
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Folks:

The posting below is a review of the book, MANAGEMENT FADS IN HIGHER 
EDUCATION: WHERE THEY COME FROM, WHAT THEY DO, WHY THEY FAIL that 
appeared in PLANNING FOR HIGHER EDUCATION 
[http://www.scup.org/phe.htm] (2), Volume 29, Number 4, Fall 2001 and 
is
reprinted with permission.  Copyright ©2000-02 The Society for 
College and University Planning.

Regards,
Rick Reis
reis@stanford.edu
UP NEXT: The Web's Enormous Potential for Evolution


				Tomorrow's Academia

		---------------------------- 1,085 words 
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		      MANAGEMENT FADS IN HIGHER EDUCATION:
        WHERE THEY COME FROM, WHAT THEY DO, WHY THEY FAIL - REVIEW

Reviewed by Boyd D. Collier

The author, Robert Birnbaum, is professor of higher education at the 
University of Maryland, College Park, where he teaches and writes 
about higher education academic leadership and organization. 
Previously, he was vice chancellor of The City University of New 
York, vice chancellor of the New Jersey Department of Higher 
Education, and chancellor of the University of Wisconsin-Oshkosh. He 
is past president of the Association for the Study of Higher 
Education. Birnbaum has authored other books on similar subjects, 
including How Academic Leadership Works:Understanding Success and 
Failure in the College Presidency and How Colleges Work: The 
Cybernetics of Academic Organization and Leadership. Both his 
academic and administrative experiences qualify him to examine the 
subject of management fads as adopted by colleges and universities.

    Birnbaum asserts that

          [T]his book is primarily about the second academic
          management revolution that followed and its effects on
          higher education during the four decades between 1960
          and 2000. Its focus was on ends rather than means, and
          its goal was to produce at the lowest cost goods
          desired by customers-that is, to make higher education
          more like a business. (xii)

My own reading of this book's intent is that of a mild debunking of 
the excesses that occur when irrational exuberance for a new 
technique of planning dominates sound, experienced management, hence, 
his term "seeking the grail" (p. 3). Two points should be  made very 
clear. First, contrary to his primary intent statement, Birnbaum 
makes repeated comments throughout the book that there  has not been 
a "managerial revolution" (p. 60). It has been attempted, but failed. 
Second, for the most part, 
the planning techniques discussed in this book have been imposed upon higher education by state governments, coordinating boards, and/or boards of regents. The author clearly recognizes that universities implemented the management fads primarily because they were made to do so.
Discussion about how various forms of regulatory planning techniques made their successful implementation unlikely was not evident. When businesses decided that planning innovations were not performing as expected, they were free to discontinue them. Most universities cannot make a similar decision. These noted deficiencies notwithstanding, this book is worth reading, especially for those in higher education who work with planning and evaluation. The clarity of expression is excellent while providing an easily flowing citation of support from other writers. In addition to his own thoughts, Birnbaum provides numerous additional sources of information about the varied topics at issue. Management Fads in Higher Education is not a typical planning treatise, though higher education professionals should be familiar with the planning techniques Birnbaum lampoons. Birnbaum's discussions of planning programming budgeting systems,
management by objectives, zero-based budgeting, strategic planning, benchmarking, total quality management, and business process reengineering
are reminiscent of all of the diet programs that people try.
The promoter of the diet insists that if the dieter just follows instructions, successful results will follow. But they rarely do.
I have direct experience with using zero-based budgeting as both a planning and control instrument. When President Carter was mandating zero-based budgeting for all federal government agencies, including military bases, I was making presentations about zero-based budgeting to members of the Purchasing Management Association and teaching it in an M.B.A. course. The students in this course included U.S. Air Force military officers and management personnel from Texas Instruments. The students made numerous case studies on implementing zero-based budgeting into an organization. Their primary observations were that
the required paperwork, as Birnbaum mentions, was enormous, and zero-based budgeting was not as much a budget planning technique as an operations review technique.
The Texas Instruments personnel stressed to the class that it should not use zero-based budgeting organization-wide during any one fiscal year. Its intent was to focus each year on a few units to force them into an intensive review of their existing operations and resources in order to justify their continued existence. By contrast, the U.S. Air Force officers told us that they received guidelines from Washington, D.C. to follow the instructions sent to them and everything would be okay. The reader can guess which organization used zero-based budgeting successfully. Birnbaum characterizes management fads in many ways, but he is not specific about what a management fad is. The definition of "fad" as a rejected planning innovation occurs most frequently (p. 10). He considers the planning techniques discussed in the book as rejected innovations. Less time is spent investigating what continues to prompt their use or the need for institutions to experiment to resolve perceived problems of higher education. The final chapter, "Managing Fads," is particularly informative. It contains admonitions about management techniques well worth considering. Yet, even in this final chapter, Birnbaum's intended message is not clear. Is a management fad something institutions do because everyone else is doing it, or is a management fad a misuse of planning techniques? Can planning techniques, when used by experienced, professional management, bring useful outcomes? Consider Birnbaum's comments:
The management problems of higher education today are not the result of fads, but of the social forces that give rise to fads because of our over reliance on decision rationality and devotion to efficiency. Fads are the instruments of these forces. Fads can cause mischief, but at the same time they offer opportunities for institutional renewal. They can reinforce the tendency to turn education into a commodity whose components can be bought and sold to the highest bidder, but they also can help institutions reflect on their purposes and processes. We should be concerned about academic management fads more for what they represent than for what they actually do.
Academic management fads are potentially disruptive in the hands of insecure or inexperienced managers who adopt them because they do not know what else to do.
Academic management fads are potentially useful when managers who have internalized the critical norms and values of their institutions add the kernel of truth in each fad to their store of knowledge and behavioral repertoires. (p. 241)
Nonetheless, no book can tell the whole story. Birnbaum's story of management fads in higher education is a must-read for academic administrators, regents, and legislators. His basic message is that common, significant elements of sound management practices exist in all of the planning techniques that became fads since 1960. They are vision, focused mission, strategic objectives, assessment of results, flexible adjustment of operations, and excellent internal and external communications. With talented management, these elements can provide a foundation for success in higher education. In writing this book, Birnbaum has made a substantial contribution to this task. References Birnbaum, Robert. 1992. How Academic Leadership Works: Understanding Success and Failure in the College Presidency. San Francisco: Jossey-Bass. Birnbaum, Robert. 1991. How Colleges Work: The Cybernetics of Academic Organization and Leadership. San Francisco: Jossey-Bass. ---------------------------------------------------------------------- -