THE PATTERN OF LIFE'S HISTORY[Chapter 2 in The Third Culture by John Brockman - Simon & Schuster, 1995]Stephen Jay Gould: There is no progress in evolution. The fact of evolutionary change through time doesn't represent progress as we know it. Progress is not inevitable. Much of evolution is downward in terms of morphological complexity, rather than upward. We're not marching toward some greater thing. The actual history of life is awfully damn curious in the light of our usual expectation that there's some predictable drive toward a generally increasing complexity in time. If that's so, life certainly took its time about it: five-sixths of the history of life is the story of single-celled creatures only. I would like to propose that the modal complexity of life has never changed and it never will, that right from the beginning of life's history it has been what it is; and that our view of complexity is shaped by our warped decision to focus on only one small aspect of life's history; and that the small bit of the history of life that we can legitimately see as involved in progress arises for an odd structural reason and has nothing to do with any predictable drive toward it. I'm working on an incubus of a project on the structure of evolutionary theory, an attempt to show what has to be altered and expanded from the strict Darwinian model to make a more adequate evolutionary theory.
Basically, there are three themes.
I should say that geological time is in there because it's so essential to strict Darwinian theory that you be able to use the strategy of bio-uniformitarian extrapolation; in other words, that you be able to see what happens in local populations, and then render the much larger-scale events that occur through millions of years to much larger effect by accumulation of these small changes through time. If, in the introduction of the perspective of millions of years, new causes enter that couldn't ever
be understood by studying what happens to pigeons and populations for the moment, then you couldn't
use the Darwinian research strategy.
Richard Lewontin is my population-genetics colleague at Harvard, probably the most brilliant man I've ever had the pleasure of working with. We teach a "Basics of Evolution" course together. In 1978, there was a symposium on adaptation held by the Royal Society of London. It was a very pro-adaptationist symposium; that's the British hang-up, after all. I think John Maynard Smith was one of the organizers. Dick was invited to present a contrary view, because — particularly after the publication in 1975 of E.O. Wilson's Sociobiology, which is so strongly adaptationist — Dick had been quite vocal in his doubts about the adaptational parts. Clearly, there's a lot of adaptation in nature. Nobody denies that the hand works really well, and the foot works well, and I don't know any way to build well-adapted structures except by natural selection. I don't have any quarrel with that, and I don't think any serious biologists do. But adaptationism is the hard-line view — which has been so characteristic of English natural history since Darwin — that effectively every structure in nature (there are exceptions of course) needs to be explained as the result of the operation of natural selection; that if we're not absolutely optimal bodies — because clearly we're not — we're at least maximized by natural selection.
Darwinian biologists will use it as the strategy of first choice. If you see a structure in a flower
or in a mole, and you don't know what it's for, the first thing you assume is that it was built by
natural selection for something, and your job is to figure out why it's there — the "why" being
"What is it good for?" — because once you know what it's good for, then you know why natural selection
made it. Although this is a technique that often works, it's inadequate in so many cases that it just
doesn't suffice as a general strategy, the main problem being that many structures are built for other
reasons that have nothing to do with natural selection. For example, they can arise as side
consequences of other features that might have adaptive benefit. Having been built for other
purposes, they may then prove useful; they can be coopted secondarily for utility.
Take the human brain. Most of what the human brain does is useful in a sense — that is, we make do with it
— but the brain is also an enormously complex computer, and most of its modes of working don't have to
be direct results of natural selection for its specific attainments. Natural selection didn't build our
brains to write or to read, that's for sure, because we didn't do those things for so long.
Anyway, the Royal Society asked Dick to write a piece for the 1978 symposium. I had developed my
own doubts about adaptationism, for a host of reasons. Part of it came from working on random models
of phylogeny with Dave Raup and Tom Schopf and Dan Simberloff in the early seventies and coming to
realize how much of an apparent pattern could be produced within random systems. Part of it came
from writing my first book, Ontogeny and Phylogeny, in 1977, and coming in contact with the great
German and French continental literature on structural, or nonadaptational, biology. That's the
continental tradition as much as adaptationism is the English tradition. I also had been unhappy
with the overuse of adaptation in sociobiological literature, so I had a whole variety of reasons
to agree with Dick on those subjects.
Dick was going to be the one nonadaptationist speaker at the symposium. In fairness, he was going to
give the last speech, and it was certainly given prominent coverage; the English are nothing if not fair.
Dick doesn't like to fly, and he had no particular desire to go there, and since we had pretty consonant
views and I wanted to go to England anyway, we decided to write a joint paper. In fact I wrote virtually
all of it. He was very busy, and I would be giving the paper anyway. The paper is a general critique of
full- scale adaptationism, or panadaptationism. It's not an attempt to trash Darwinian natural selection,
which obviously happens; it's an attempt to argue that adaptationism, or the notion that Darwinian
selection is effectively responsible for everything in the form of organisms, just will not work.
One of the main reasons I'm proud of that paper is that I do believe in interdisciplinary perspectives
and — as an essayist, particularly — the use of examples from other fields. The paper succeeded because
I used a fairly arresting strategy of argument, by beginning with an architectural example.
The paper is called "The Spandrels of San Marco and the Panglossian Paradigm; A Critique of the
Adaptationist Program."
Here's the situation: You decide to build a church by mounting a circular dome on four rounded arches
that meet at right angles. I'll accept that as an analog of adaptation; that's an engineering design
that works. But once you do that, you have four tapering triangular spaces where any two arches meet
at right angles. The spaces are called spandrels — or pendentives, but the more general architectural
term is spandrels. They're spaces left over.
No one can claim that the spandrels under the dome are adaptations for anything. I suppose it's a
good idea to put some plaster there — otherwise the rainwater is going to come in — but the fact
that they're tapering triangular spaces is a side consequence of the adaptive decision to mount the dome
on four arches. It's space left over. It's a side consequence; it isn't an adaptation in itself.
When I looked at these spandrels, I realized that every set of spandrels — there are six in San Marco
— had a very sensible iconography linked with the dome. Under the main dome, for example, there are
four evangelists in the spandrels. Four spandrels, four evangelists. Under each of the four evangelists
is one of the four biblical rivers — the Tigris, the Euphrates, the Nile, and the Indus — and they are
personified as a man, and the man holds an amphora, a water jar, and he pours water onto a single flower
in the tapering triangular space below. It's a beautiful design. But no one would argue that the spandrels
exist to house the evangelists. The spandrels are nonadaptive, side consequences. Since they are there
anyway, you might as well fill them with useful and sensible structures.
Many biologists would say, "Well, of course, that's right. We know there are spandrels, or bits and pieces,
left over, but they're just nooks and crannies, funny little corners; they don't have any importance.
" But that's not true; the fact that something is secondary in its origin doesn't mean it's unimportant
in its consequences. Those are entirely separate subjects.
Spandrels often turn out to be more important, in terms of the consequences in history of a structure,
than the actual immediate reasons for their having been there in the first place. For example, the dome
of San Marco is radially symmetrical; there is no reason to ornament the dome in four-part symmetry for
structural reasons, yet every dome but one in San Marco is ornamentally structured in four-part symmetry,
in harmony with the spandrels below. The spandrels are not just nooks and crannies; they actually determine
the iconographic program of the dome itself.
Because I began this paper with an architectural example, no one would confute it, because it wasn't a
threat to their conventional thinking. If I'd started with an organic example, it would have raised
the hackles of all the people trying to be strict Darwinians.
Arthur Cain was the summer-up of the whole session. There's a line in Durrell's Alexandria Quartet
where the narrator, Pursewarden, says that he's a Protestant in the only meaningful sense of the term
— that he likes to protest. Well, moderators are supposed to be moderate, I suppose. Arthur Cain was not.
He devoted his entire summary of the conference to a vitriolic attack on this paper, essentially
saying that Dick and I knew that adaptation was true because we had to, because it obviously is true.
Arthur said that we had attacked it because, although we knew it to be true, we so disliked the
political implications of sociobiology, which is based on it, that we abrogated our credentials as scientists.
That was so off the wall that it was just amazing. When I got up to give my re-reply, the second
coordinator of the conference was standing in front of the podium — which had the motto of the
Royal Society, "Nullius in verba," on it — and I asked him to step aside. He was annoyed: why was
I asking him to move, that was not fair. But he later realized why I had. Now, I'm stupid about
certain things that scientists are supposed to be good at. I'm not particularly quantitative;
I'm numerate but not innovative. I'm not a great experimentalist. But I pride myself on having
immersed myself in Western culture and having learned some languages, and knowing certain aspects
of humanism that many scientists don't take up.
I asked him to step aside, and I said that I thought Arthur had been entirely wrong, that he'd
completely misunderstood the motives of my talk, and that I was doing nothing but trying to uphold
the motto of the Royal Society, which had sponsored this meeting. The reason that was an effective
strategy was that I knew that most people, most members, didn't know what the motto "Nullius in verba"
meant. It looks like it means "Words do not matter" or "Do not pay any attention to words,"
since nullius means "nothing" and verba is "word." So most people think it means that words mean
nothing and you have to do the experiment.
But nullius is genitive singular; it can't mean that. It means "of nothing" or "of no one."
I knew what the motto meant. I knew that it was a fragment of a statement from Horace —
a famous quotation from a poem, in which he says, "I am not bound to swear allegiance to the
dogmas of any master." Nullius addictus jurare in verba magister.
It's "Nullius in verba," or "In the words of no (master)." It's just a fragment from a larger line.
"That's all I'm doing," I said. "I'm saying that we are not bound to swear allegiance to the dogmas
of any master; I'm here to present an alternative viewpoint that's consistent with your own society.
How can you castigate me?"
The paper gets a lot of citations, but I don't know how many of its citations mean that it was actually used.
In the game of citation analysis, you know that there are a certain number of citations that are, in a sense,
honorary; that is, people will write a paper in which they want to support an adaptationist's perspective,
and they feel that in fairness they have to cite at least one thing to show they know there's an opposing
literature. The spandrels paper is the classic one, so they cite it. Whether or not they actually take it
seriously I don't know. But it's become the standard source of a broader view of the causes of
evolutionary form.
The paper provides a context for my current views on constraint — the importance of geometric
and historical constraint, as opposed to a strictly adaptationist view of the world. The "exaptation"
argument arises very much out of the spandrels principle, and I wish I'd developed the word when I
wrote the paper. There's a problem — most Darwinians don't acknowledge it, since it doesn't work out
as a problem for them — because "adaptation," as the word is used, has two distinctly different meanings.
It's the process whereby a structure is designed by natural selection for a use, but often the word is
also used for the structure itself. I have my foot here. It works well. Is it an adaptation, simply
because it works well? Strict Darwinians don't have a problem using the same word both for the structure
that works well and for the process that gets you there, because they think that the process is the
only way you can get the working structure.
Under the spandrel principle, you can have a structure that is fit, that works well, that is apt,
but was not built by natural selection for its current utility. It may not have been built by
natural selection at all. The spandrels are architectural by-products. They were not built by
natural selection, but they are used in a wonderful way — to house the evangelists. But you can't
say they were adapted to house evangelists; they weren't. That's why Elisabeth Vrba and I developed
the term "exaptation." Elisabeth is a paleontologist at Yale University, who has collaborated
with both Niles Eldredge and me, and who did the most interesting work on punctuated equilibrium.
Exaptations are useful structures by virtue of having been coopted — that's the "ex-apt" — they're
apt because of what they are for other reasons. They were not built by natural selection for their
current role. Strict Darwinians cannot deny the principle. Their usual response is to say that
it's minor, just a gloss, exaptations are rare, they're just nooks and crannies, they're not important.
But in the spandrels argument it's essential that they are important. Just because something arises as a side consequence doesn't condemn it to secondary status.
Arthur Cain brought up the subject of political implications. In a sense, I brought it on myself,
but I'll defend how it happened. Niles Eldredge and I wrote the first punctuated- equilibrium paper
in 1972. I wrote a follow-up in 1977, in which I tried to analyze some of the theory's social and
psychological sources, because they're in every theory of gradualism, and I had tried to argue that
gradualism is a quintessential notion of Victorian liberalism. I thought it would be so ridiculous
and — to use a biblical term — vainglorious to claim that gradualism, at least in part, was not a
truth of nature but recorded a social context, and then to argue that "punctuated equilibrium is true;
it's just a fact of nature." There obviously had to be a social context for punctuated equilibrium, too.
I thought it only fair to write about what might have been some of the sources of punctuated equilibrium,
and since there's a long tradition in Hegelian and Marxist thought for punctuational theories of change,
it was clearly not irrelevant that I had been brought up by a Marxist father. I'd learned about
these things.
That's not the reason the punctuated-equilibrium theory exists — if only because Niles developed most
of the ideas, and he didn't have any such background. But it is relevant that I, rather than someone
else, thought of it, in that my own background is probably a relevant fact. It was necessary for me to
say that; it would have been absurd to claim that gradualism is politically influenced but punctuated
equilibrium is a fact of nature. People seize upon that one statement.
Historians of science make a distinction between what they call context of justification and context
of discovery, and it's fair enough. There's a logic of justification, which is independent of the
political and social views of the people who develop the ideas. But if you want to ask why certain
people develop ideas rather than other people, and why they develop them in this decade rather than
that decade, then for those questions, which are about context of discovery rather than context of
justification, surely the personal side is very relevant; it has to be explored and understood.
But it has very little bearing on whether the idea is right or not. The fact that I learned Marxism
from my father may have predisposed me toward being friendly to the kind of ideas that culminated
in punctuated equilibrium; it has absolutely nothing to do with whether punctuated equilibrium is
true or not, which is an independent question that has to be validated in nature.
On the inside, of course, everyone knows that
evolution is true; the issue is how it occurs.
The main difference between Richard Dawkins and
myself has to do with the agency of natural selection, and its power, and the degrees of adaptation
that it produces.
Within the field, these questions define the essence of Darwinism; outside
the field, they might seem smallish. It is just a question of perception.
I maintain that natural selection works on a hierarchy of levels simultaneously, of which genes
are one and organisms are another, and that you also have higher units, such as populations and
species, at which selection is very effective, and the end result is not always, by any means,
adaptation — particularly when you see the process unfolding in millions of years of geological time.
No matter how effective adaptive change might be in the moment, when you start translating that
and any other process into millions of years, it doesn't work out that the history of life is
under adaptative control, because you have to get through these largely random and highly
contingent mass-extinction events, as well as new species arising by punctuated equilibrium.
Long-term success in clades is the function of speciation rate, which has very little to do
with the morphologies that are built by natural selection. So Richard's and my whole views
of evolutionary mechanics are very different, but to the outsider, who may only be concerned
with whether evolution happens or not, we probably seem to be pretty similar, because we
are both evolutionists.
I would call Richard's approach hyper-Darwinism. The brilliance of Darwin's argument, and the
radical nature of it, lies in changing the focus of explanation. Before Darwin, people thought
that organisms were well-designed because the highest- order force was doing it directly.
There was a benevolent, creative God who made it that way.
Richard has taken that posture of trying to beat the level of explanation down, and has carried
it to its ultimate extreme: it's not even the organisms that are struggling, it's only the genes.
The organisms are "vehicles." That's his pejorative word; most of the profession calls them
"interactors," which is less pejorative. The only active agents in Richard's worldview are
genes.
Richard is basically wrong, because organisms are doing the struggling out there.
Admittedly — again, in a sociological sense — it's enormously appealing. When you realize
what Darwin did, which was to break down the explanation from the benevolent God to the
struggling organism, the notion that you might break the explanation down further, to the
struggling gene, has a certain reductionist appeal.
Gene selectionism was never a paradigm that attracted large numbers. What did happen was
that the generation before Dawkins, culminating in 1959, had a form of very strict Darwinian
adaptationism, a more classic, organism-centered Darwinian approach that wasn't by any means
totally wrong but was much too restrictive. It did become a ruling view within evolutionary
theory, and to some extent we're still fighting it, in talking about large-scale,
macroevolutionary changes as not being fully extrapolatable out of the adaptive struggles
of organisms and populations.
I might be on the periphery of orthodoxy, but I certainly think natural selection is
an enormously powerful force. Darwin's canonical form of it — that is, selection operating
on individual bodies via the struggle for reproductive success — just isn't capable,
by extrapolation, of explaining all major patterning forces in the history of life.
Whereas it's vital for strict Darwinism that you do accept such a view. You'll always
have a little bit here and there for other things, to be sure, but unless you can argue that Darwinian selection on bodies is, by extrapolation, the cause of evolutionary trends and of the major patterns of waxing and waning of groups through time, then you don't have a fully Darwinian explanation for life's history.
The other side is the strict
Darwinian zealot, who's convinced that everything out there is adaptive and is all a function
of genes struggling. That's just plain wrong, for a whole variety of complex reasons.
There's gene-level selection, but there's also organism-level and species-level. Those are his
two sides: the professional true believer, on the one hand, and the excellent explainer of
a worldview, on the other.
I'd question Richard on the issue of gene-level selection and why he thinks that the issue
of organized adaptive complexity is the only thing that matters. I'm actually fairly Darwinian
when it comes to the issue of so-called organized adaptive complexity, but there's so much
more to the world out there. Why does he think that adaptation in that sense is responsible
for interpreting everything in the history of life? Why does he insist on trying to render
large-scale paleontological patterns as though they were just grandiose Darwinian competitions?
They aren't. He has this blinkered view in which the classic Darwinian question of adaptation
is somehow becoming coextensive with all of evolutionary theory.
Richard and I are the two people who write about evolution best.
Whether or not Darwin would be a Darwinist today, in the way the word is used, is so hard
to say, because you have to make inferences about his mental flexibility. Given the set of
ideas that he himself promulgated, I think he would, because his tendency in argument was
always to try and stretch natural selection on bodies to cover cases. He was willing to
allow a few very circumscribed exceptions, like his invocation of group selection for the
evolution of human moral behavior — an important exception, to be sure, because we care
about human moral behavior. But he circumscribed it in such a way that it could apply to
no other species, because he invoked a group-selection mechanism that could work only in
highly cognitive species that are sensitive to the "praise and blame of their fellows"
— those are his words — and we're the only such species. So therefore he set up the
exception in such a way as to marginalize it; it's an important one, because it's about
us and we care about us, but it's not important in the full realm of nature.
On the other hand, if you want to speculate psychologically, Darwin was an enormously flexible,
brilliant, and radical thinker, so I suspect that when he learned about asteroidal impact
and mass extinction and maybe even punctuated equilibrium, he would be open. I doubt that
he expected that a hundred years after his death things would be exactly as he had left them.
Stuart Kauffman: Steve is extremely bright, inventive. He thoroughly understands paleontology;
he thoroughly understands evolutionary biology. He has performed an enormous service in getting
people to think about punctuated equilibrium, because you see the process of stasis/sudden change,
which is a puzzle. It's the cessation of change for long periods of time. Since you always
have mutations, why don't things continue changing? You either have to say that the particular
form is highly adapted, optimal, and exists in a stable environment, or you have to be very
puzzled. Steve has been enormously important in that sense.
Talking with Steve, or listening to him give a talk, is a bit like playing tennis with someone
who's better than you are. It makes you play a better game than you can play. For years, Steve
has wanted to find, in effect, what accounts for the order in biology, without having to appeal
to selection to explain everything —
Marvin Minsky: What I love about Stephen Gould is his ability both to research and to explain
the possible evolutionary pathways that might have led to what we see in particular cases.
His explanations and hypotheses are constructed from the most diverse kinds of evidence,
by combining both general principles and particular details from many different fields.
It's a wonder to see so many aspects synthesized at all — and perhaps more of a wonder to
see them described with such beauty and clarity.
Niles Eldredge: Steve and I are like brothers, and when we get together we mostly like to talk
about the things we disagree on, but of course the rest of the world is hard pressed to see
how we differ on anything at all. Yet we do. That, to us, is the most interesting stuff.
When we first wrote the punctuated-equilibrium papers, I thought it was more about mode
and Steve thought it was more about tempo, using the two phrases from George G. Simpson's
Tempo and Mode in Evolution. We had a different take on what it all meant. I think to some
degree we probably still do.
Steve is prodigious. I never met somebody who was so smart who worked so hard. He is
a marvelous scholar. I have never found anybody who could grasp the essence of an issue
so quickly, either. He was an inspiration to me when we were graduate students, because
he showed that it was possible — and, indeed, it was almost an obligation — for young
people to think critically, to think theoretically, and to publish. He showed the way.
The downside of being associated with Steve, of course, is that sometimes you feel like
you are standing in a shadow, that you're one of the also-rans. But I've benefited far
more than I've suffered from being associated with Steve, and I think we're closer now
than perhaps ever before.
Murray Gell-Mann: Stephen Jay Gould and I collaborated in consulting on, and obtaining
signatures for, an amicus-curiae brief for the Supreme Court in Edwards v. Aguillard,
which was the Louisiana creationism case. We called on the Supreme Court to declare that
it was unconstitutional to force science teachers in Louisiana to devote equal time to
the doctrine of creationism if and when they taught about evolution, since evolution is
the scientific account of how life developed on earth and creationism is an idea that no
one would believe today who is not starting from some form of fundamentalist religious
dogmatism. Our side won, seven to two.
Francisco Varela: I feel very close to many of the fundamental ideas that Steve Gould
has come up with, and I've learned from his critique of the adaptationist program, in
the famous paper he wrote with Lewontin.
I've been fighting for many years, in the case of the operation of the brain, to make
the point that the brain is not an information machine that picks up information and
creates an optimal representation of what's out there. The whole story is quite otherwise.
There is an absolutely identical analogy with evolution. In the traditional, simplistic
Darwinian view, adaptation is some form of optimal fit with a given world. What Gould is
saying is that the adaptationist idea that there's an ideal world to which species fit
is just nonsense; that there is instead an intrinsic story, an internal story, to evolution
— or intrinsic factors, as they are called now — which shapes the niche, and the form of
the species, just as much. This is the same thing I'm saying about the brain — or about
the immune system, for that matter. His critique of the post-Darwinian adaptationist
view is very much in resonance with my own work.
That's saying nothing about something else I admire enormously: Gould's ability to
communicate ideas to the large public. That's his unique genius. Anybody who has read,
for example, Wonderful Life, realizes that he can take something which is obscure and
abstruse, and not only make it relevant to the large public, but actually in the same
stroke produce a new reading of a fundamental chapter of biology.
With regard to the Dawkins-Gould debate, if I wanted to be brutal I would say that Gould
is right and Dawkins is wrong.
J. Doyne Farmer: Stephen Jay Gould is an excellent writer and a clear thinker, and he has
a real gift for writing about scientific issues and providing enough personality and drama so
that nonscientists can get excited about what he's saying: he's perhaps the Herbert Spencer
of our day. He doesn't know complexity theory and he doesn't care. My guess is that he wouldn't
see much value in something like artificial life.
Gould is from the old school. He's a biologist, he's not educated mathematically. He may
have a perfectly clear concept of what physics is, but he certainly isn't in any sense
attempting to achieve the levels of abstraction or generality for evolution or evolutionary
biology that have been achieved in physics.
Steven Pinker: In Ernst Mayr's authoritative history of biological thought, he notes the
irony that paleontologists were the biologists most skeptical of natural selection.
Presumably it's because paleontologists study organisms after they've turned into rocks,
and their first concern can't be how stomachs work, or how eyes work, or how the visual
circuitry of the brain works. The evolutionary geneticist John Maynard Smith has suggested
that Gould fits into this tradition in much of his writing, because natural selection
doesn't answer the first questions that paleontologists face — namely, what are the
grand patterns in the history of life: why does one kind of animal replace another over
a span of tens of millions of years?
To be fair, there used to be a widespread idea that natural selection could explain
just such facts. The mammals succeeded the reptiles because in some way they were better
adapted, or fitter. Gould has eloquently shown some of the problems of this application.
But it's something that modern Darwinians, like Maynard Smith, Richard Dawkins, and
George Williams, wouldn't claim to begin with. They'd be happy to concede that many
macroevolutionary phenomena can't be explained by natural selection — a clear example
being the possible extinction of the dinosaurs because of a collision between the earth
and an asteroid or a comet. But biologists outside of paleontology study the complex
functioning of individual organisms, and that's why they're much more likely to appreciate
the power of natural selection.
Many scientific debates are like the blind men and the elephant: different people are
interested in different aspects of the problem. Scientists will imagine that they're in
sharp disagreement with other scientists, when they're merely studying something else.
Gould's criticisms of Dawkins, Helena Cronin, and those he calls sociobiologists are a
bit like that:
I greatly admire Steve Gould's writings, and I've learned an enormous amount of biology
from them. And I agree with some of his leitmotifs, such as the lack of progress in
evolution, the importance of understanding phylogeny as a tree rather than as a ladder,
and the importance of contingent historical events in evolution. But there are others that
I have problems with. For one thing, I don't think he fully acknowledges the complexity of
everyday unconscious mental processes.
We're apt to think there isn't much to pedestrian psychological processes, because they work
so well. Just as we're apt to underestimate how complex digestion is until we study the
biochemistry of digestion, we're apt to underestimate how complex the mind is from our
perspective as commonsense thinkers — exactly because it's designed to work without our
conscious awareness. I sometimes think that Gould, as someone who has never been faced
with explaining ordinary perception and behavior in his day-to- day work, is apt to underestimate
it and therefore to give short shrift to natural selection, which is the only force capable
of explaining that kind of complexity.
Nicholas Humphrey: Some of what Richard Dawkins and Steve Gould go on about in their debate
is old-hat, and they ought to stop it. New things have come up since The Selfish Gene and
since Gould's earlier writing. We're into new territory now. The evolution of evolvability
is a question of whether there can be selection for the ability to evolve in changed circumstances.
There's increasing evidence that there are ways in which biological systems can be more or less adapted to evolve.
Sex is one very simple example. Sexually reproducing organisms are much better at evolving.
There are a lot of other much more interesting levels, much more interesting mechanisms at
the biochemical level, where you can get particular sorts of DNA that are better at evolving
than others. A lot of the dispute between Gould and Dawkins could be resolved by these new ideas.
Brian Goodwin: Stephen Jay Gould — now, there's a name to conjure with, eh? Stephen has an
orientation that I find paradoxical, because the bottom line is that he's a Darwinist.
He believes that natural selection is the final arbiter, the final cause in evolution.
But for me, natural selection explains very little. Stephen is well aware of this.
He talks about morphospace, he agrees that we have to understand morphospace. For me,
this is where explanations of form and taxonomy are to be found, and natural selection
explains very little.
I have immense respect for Stephen and the range and quality of his ideas, but where
we part company is on the matter of emphasis. Stephen believes that biology is a historical
science, and natural selection is the final arbiter of what survives and what does not.
But that's not the interesting question, which is, What emerges? He's well aware of that.
I think he regards me as pushing too much on the problems of emergence and morphology and
morphogenesis.
Steve Jones: Steve Gould is, to put it a bit too flippantly, a snail geneticist gone to
the bad. All the worst storms happen in teacups, and the saucers of evolutionary biology
have been well and truly filled with metaphorical tea as a result of his views on snails
and other things.
Sometimes the message takes a bit of getting at, but it's always worth reading, even if
I end up disagreeing with it. In some ways, there's too much baseball in his scientific papers
— allegorical baseball, beautifully written speculations based on data which don't, to be brutally frank,
support the speculation as well as they might. Ramblings like that fit perfectly well into a popular
essay, though. I enjoy, very much, reading some of his evolutionary essays, some of which are masterpieces,
there's just no question about it — genuine works of art in the scientific-literary form. But
to use that approach in science itself is to be constantly in danger of a triumph of form over content.
George C. Williams: I have trouble understanding Gould's persistent efforts to minimize the
importance of natural selection, the adaptive changes it produces, and the other things it does.
It imposes costs and allows many incidental consequences to arise from the adaptive changes.
These have to be related to the adaptations by straightforward cause-effect reasoning. If
something happens by chance — for instance, by genetic drift — there immediately arises the
question of why drift was stronger than selection in this particular instance.
It's obviously true that there's a lot of chance in evolution, at any level. It's at the higher
levels that generally you have sample sizes that are smaller — in the sense that there are not
as many species in a genus as there are individuals in a species. In that kind of a situation,
the survival of one entity and the extinction of another is much more likely to be a chance event.
The evolutionary process works with whatever it's got. There are no fresh starts; it doesn't
design anything new, it just tinkers with what's already there. It may be that what's already
there plays some essential role in life, and the life of the organism may turn out incidentally
to be useful for something else. If that's important, then it may be subject to modification for
that role in addition to its original one. Steve has done a great job of explaining the role of
chance in macroevolution and its dependence on historical legacies. There may be a few scientists
out there who are as good as Steve Gould, but there are just damn few who are good as he is at
writing for a great range of readers.
He, or someone, uses as an example bird wings, which are obviously locomotor appendages.
There's a heron that uses its wing to shade the water it's peering into in its search for
food, just as we might do with our hand. This is a good example of something perfected as
one kind of adaptation happening to be incidentally useful for something else. Whether it
will be modified to make it more useful, as an aid to vision, is another matter. What were
originally jawbones are now functioning as ear ossicles, which we use for hearing. In this case,
they've totally lost the original function and are entirely devoted to the secondary.
This bird-wing example is what Gould calls "exaptation," and it happens all the time. But
there's a semantic problem, even in calling the heron's wing a wing. That structure started
out as a fin, and just incidentally turned out to be useful for walking on land, and then
incidentally that kind of locomotor appendage turned out to be useful for flying with.
You simply have to specify your functional perspective. You can say a wing is a flight
adaptation, but it's also a flight exaptation, if you are talking about its origin as
something used for walking.
Daniel C. Dennett: As I look at the history of controversy surrounding evolutionary theory
since Darwin, I see a recurring pattern, in which a new wave of theorists comes along,
sometimes singly, sometimes in groups, and when they first show up what they think they've got
is a refutation of Darwinism; they think they've killed the beast, or at least discovered a major
exemption to what they view as the intolerable implications of what the beast says.
As John Maynard Smith points out, the early Mendelians — the people early in this century
who rediscovered Mendel — at first thought of themselves as anti-Darwinians. They thought
of Mendelism as the way to nip Darwin in the bud. They didn't see that in fact it was the
salvation of Darwinism. It's roughly half the modern synthesis. In his recent book Steps
Towards Life, the German chemist and Nobel Laureate Manfred Eigen notes that what he has
done is revolutionary, but he knows better: he titles the epilog "Darwin Is Dead; Long Live
Darwin." What he acknowledges is that what he has to say is not that revolutionary after all,
it's a new wrinkle. It saves Darwin for another day. Stuart Kauffman is the same way. He starts
off thinking he's the ultimate anti-Darwinian and he ends up discovering that what he has is a
nice improvement to some part of Darwinism.
We'd all like to be considered revolutionaries. Stephen Jay Gould fits into that category.
He aspires to bring a certain sort of Darwinism to its knees. He has fought a series of
revolutions against what he views as orthodox Darwinism. When the dust clears, however,
they aren't revolutions at all. They've made some interesting contributions — some important
contributions — but the general public doesn't see that. What it tends to see is Darwinism
on its deathbed "as Stephen Jay Gould has shown us." That's just a mistake. That's a major
misperception on the part of the public.
What Darwin discovered, I claim, is that evolution is ultimately an algorithmic process —
a blind but amazingly effective sorting process that gradually produces all the wonders
of nature. This view is reductionist only in the sense that it says there are no miracles.
No skyhooks. All the lifting done by evolution over the eons has been done by nonmiraculous,
local lifting devices — cranes. Steve still hankers after skyhooks. He's always on the lookout
for a skyhook — a phenomenon that's inexplicable from the standpoint of what he calls ultra-Darwinism
or hyper-Darwinism. Over the years, the two themes he has most often mentioned are "gradualism"
and "pervasive adaptation." He sees these as tied to the idea of progress — the idea that evolution
is a process that inexorably makes the world of nature globally and locally better, by some uniform measure.
Let's take these three ideas: progress, gradualism, adaptation. I don't offhand know any
evolutionist who's ever put them together that way. That's a figment of Steve's imagination.
But he tries to keep these three themes always together. If he accuses you of one, the
other two are likely to be coming in on the next beat and the beat after that. This is
unconstructive, because certainly he would agree that somebody could be, say, a gradualist and not be an adaptationist, or be an adaptationist and not believe in progress, and so forth. In fact, his attacks on all three of these are seriously misguided.
Steve is a gradualist himself; he has to be. He toyed briefly with true nongradualism —
the "hopeful monsters" of saltationism. He tried it on, he tried it pretty hard, and when
it didn't sell he backed off. There's nothing wrong with gradualism.
The question is, do I agree that Richard Dawkins' version of Darwinism — or John Maynard Smith's
version — is impoverished? They're the archadaptationists today, and I'd have to say that the
impoverishment hasn't been shown to me yet. Certainly Steve hasn't shown it to me in his writing.
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